SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 13)1
The AES Corporation
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(Name of Issuer)
Common Stock, Par Value $0.01
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(Title of Class of Securities)
001300H105
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(CUSIP Number)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
/ / Rule 13d-1(b)
/ / Rule 13d-1(c)
/X/ Rule 13d-1(d)
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1 The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 001300H1055 13G Page 2 of 6 Pages
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1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roger W. Sant
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(a) / /
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) /X/
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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5. SOLE VOTING POWER 1,730,086
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH
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6. SHARED VOTING POWER 25,507,934
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7. SOLE DISPOSITIVE POWER 1,730,086
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8. SHARED DISPOSITIVE POWER 25,507,934
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 27,238,020
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10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /X/
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.4%
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12. TYPE OF REPORTING PERSON* IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 6
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CUSIP No. 001300H1055 13G Page 3 of 6 Pages
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1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Victoria P. Sant
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(a) / /
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) /X/
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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5. SOLE VOTING POWER 259,484
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH
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6. SHARED VOTING POWER 25,472,934
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7. SOLE DISPOSITIVE POWER 259,484
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8. SHARED DISPOSITIVE POWER 25,472,934
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,732,418
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10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /X/
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1%
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12. TYPE OF REPORTING PERSON* IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 6
Item 1(a). Name of Issuer:
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The AES Corporation (the "Company")
Item 1(b). Address of Issuer's Principal Executive Offices:
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1001 N. 19th Street
Arlington, VA 22209
Item 2(a). Names of Persons Filing:
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Roger W. Sant and Victoria P. Sant.
Item 2(b). Address of Principal Business Office or, if none, Residence:
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Roger W. Sant has a business address at 1001 N. 19th Street, Arlington, VA 22209. Correspondence may
be sent to Victoria P. Sant in care of Roger W. Sant.
Item 2(c). Citizenship:
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United States of America
Item 2(d). Title of Class of Securities:
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Common Stock, par value $0.01 per share (the "Shares") of the Company
Item 2(e). CUSIP Number:
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001300H1055
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person
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Filing is a:.
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Not applicable.
Item 4. Ownership.
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(a) Amount Beneficially Owned:
27,497,504 shares
(b) Percent of Class:
4.4% (based on the 622,687,808 Shares reported by
the Company to be outstanding as of October 31,
2003)
page 4 of 6
(c) Roger W. Sant has dispositive and voting power with
respect to 585,849 Shares he holds directly, 222,860
Shares held in an Individual Retirement Account, 59,285
units under the Deferred Compensation Plan for Executive
Officers, and 11,225.55 units under the Deferred
Compensation Plan for Directors. Roger W. Sant currently
has the right to acquire direct beneficial ownership
(within the meaning of Rule 13d-3(d)(1)) of 850,866
Shares upon the exercise of stock options. Roger W. Sant
may be deemed to share dispositive and voting power with
respect to 35,000 Shares held in N. Street Trust.
Victoria P. Sant holds dispositive and voting power
with respect to 259,484 Shares held in an Individual
Retirement Account.
Roger W. Sant and Victoria P. Sant share dispositive
and voting power with respect to 12,023,628 Shares held
in Trust for Roger W. Sant and 13,449,306 Shares held in
Trust for Victoria P. Sant.
Each of Roger W. Sant and Victoria P. Sant disclaims
beneficial ownership of shares held by the other except
as set forth above.
Item 5. Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that
as of the date hereof the reporting persons have ceased
to be the beneficial owners of more than five percent of
the class of securities, check the following [X].
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
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Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By
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the Parent Holding Company.
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Not applicable.
Item 8. Identification and Classification of Members of the Group.
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Not Applicable.
Item 9. Notice of Dissolution of Group.
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Not Applicable.
Item 10. Certifications.
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Not applicable.
page 5 of 6
SIGNATURE
After reasonable inquiry and to the best of their knowledge
and belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Dated: February 17, 2004
*/s/ Joshua C. LaGrange
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Name/Title: Joshua C. LaGrange for Roger W. Sant
*By Power of Attorney, dated
February 13, 2003, incorporated
by reference to Exhibit A to
the Registrant's Schedule 13G
filed on February 14, 2003.
After reasonable inquiry and to the best of their knowledge
and belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Dated: February 17, 2004
*/s/ Joshua C. LaGrange
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Name/Title: Joshua C. LaGrange for Victoria P. Sant
*By Power of Attorney, dated
February 13, 2003, incorporated
by reference to Exhibit B to
the Registrant's Schedule 13G
filed on February 14, 2003.
page 6 of 6