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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock (1) (2) | $ 2.3 | 02/22/2011 | 02/22/2011 | U | 13,500 | (5) | (5) | Common Stock | (5) | (5) | 109,833 | D | |||
Common Stock (1) (2) | $ 13.99 | 02/22/2011 | 02/22/2011 | U | 22,000 | (5) | (5) | Common Stock | (5) | (5) | 87,833 | D | |||
Common Stock (1) (2) | $ 16.5 | 02/22/2011 | 02/22/2011 | U | 15,000 | (5) | (5) | Common Stock | (5) | (5) | 72,833 | D | |||
Common Stock (1) (2) | $ 21.34 | 02/22/2011 | 02/22/2011 | U | 20,000 | (5) | (5) | Common Stock | (5) | (5) | 52,833 | D | |||
Common Stock (1) (2) | $ 18.62 | 02/22/2011 | 02/22/2011 | U | 14,202 | (5) | (5) | Common Stock | (5) | (5) | 38,631 | D | |||
Common Stock (1) (2) | $ 0 | 02/22/2011 | 02/22/2011 | U | 27,982 | (5) | (5) | Common Stock | (5) | (5) | 10,649 | D | |||
Restricted Stock (1) (3) | $ 0 | 02/22/2011 | 02/22/2011 | U | 3,039 | (5) | (5) | Common Stock | (5) | (5) | 7,610 | D | |||
Restricted Stock (1) (3) | $ 0 | 02/22/2011 | 02/22/2011 | U | 7,610 | (5) | (5) | Common Stock | (5) | (5) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHMITZ RAY E 877 COTSWOLD COURT RICHARDSON, TX 75081 |
EVP-CFO |
/s/ Ray E Schmitz | 02/23/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the Agreement and Plan of Merger approved by the Board of Directors and the Shareholders of Dynamex Inc. , dated as of December 14, 2010, among TransForce Inc. ("Parent"), a Canadian Corporation, TransForce Acquisition Corp. an indirect wholly owned subsidiary of Parent ("Merger Sub"), a Delaware corporation and Dynamex Inc., a Delaware 'corporation (the "Company"): |
(2) | Company stock options outstanding immediately prior to the Effective Time (whether vested or not then vested or exercisable) were cancelled and terminated and converted into the right to receive a cash amount equal to the Option Consideration, if any, for each share of Company Common Stock then subject to the Option. |
(3) | All restrictions and conditions on each share of restricted stock granted under the Company Stock Plans that was outstanding immediately prior to the Closing, other than Restricted Stock shares granted on September 24, 2010, immediately lapsed and the Restricted Stock was converted into Company Common Stock. |
(4) | Each performance unit granted under the Company Stock Plans that was outstanding immediately prior to the closing, other than performance units granted on September 24, 2010 that were automatically cancelled on the Effective Date, automatically vest and were settled in Common Stock of the Company |
(5) | N/A |