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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (Right to Buy) | $ 6.6 | 03/05/2014 | M | 7,500 | 07/23/2011 | 07/23/2018 | Series B Common Stock | 7,500 | $ 0 | 9,320 | D | ||||
| Employee Stock Option (Right to Buy) | $ 2.05 | 03/05/2014 | M | 7,500 | 12/03/2011 | 12/03/2018 | Series B Common Stock | 7,500 | $ 0 | 4,500 | D | ||||
| Restricted Stock Units (Time-Based) | (5) | 03/06/2014 | A | 2,071 | (6) | (6) | Series A Common Stock | 2,071 | $ 0 | 2,071 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| MONG ROBERT 508 YOUNG STREET DALLAS, TX 75202 |
Editor, TheDallas Morning News | |||
| Christine E. Larkin, Attorney-In-Fact | 03/07/2014 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Series B Common Stock is converted into Series A Common Stock upon transfer to other than a "Permitted Transferee" as defined in A. H. Belo Corporation's Certificate of Incorporation. |
| (2) | No consideration; converted on a share-for-share basis. |
| (3) | This transaction was executed in multiple trades at prices ranging from $12.31 to $12.70 per share. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (4) | Held by the A. H. Belo Savings Plan as of the date of this report. |
| (5) | Each time-based restricted stock unit (TBRSU) represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash. |
| (6) | These TBRSUs vest as follows: 40% on the third trading day following the annual earnings release date for the fiscal year ending December 31, 2014; 30% on the third trading day following the annual earnings release date for each of the fiscal years ending December 31, 2015 and 2016, respectively. Each tranche is settled within 10 business days after vesting. |