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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101. Information to be Included in Statements
Filed Pursuant to Section 240.13d-2(a))
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
i2 Technologies, Inc.
(Name of Issuer)
Common Stock, $0.00025 par value per share
(Title of Class of Securities)
465754208
(CUSIP Number)
Kristen L. Magnuson
Executive Vice President and Chief Financial Officer
JDA Software Group, Inc.
14400 N. 87th Street
Scottsdale, AZ 85260-3649
(480) 308-3000
Copies to:
Paul E. Hurdlow, P.C.
DLA Piper US LLP
1221 South MoPac Expressway, Suite 400
Austin, TX 78746-6875
(512) 457-7000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
August 10, 2008
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition
that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
TABLE OF CONTENTS
* The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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CUSIP No. 565011103 |
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1 |
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NAMES OF REPORTING PERSONS:
JDA Software Group, Inc. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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Delaware
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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None |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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6,600,839(1) |
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EACH |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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None |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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None |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON: |
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6,600,839(1) |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11): |
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23.6%(2) |
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14 |
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS): |
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CO |
(1) Based on data provided to JDA Software Group, Inc. (JDA) by i2
Technologies, Inc. (i2). Beneficial ownership of the i2 common stock referred to herein is being reported hereunder solely
because JDA may be deemed to have beneficial ownership, as a result of the Voting Agreements (described further in Items 3
and 4 of this Schedule 13D) among JDA and certain stockholders of i2 and the irrevocable proxy statements associated
therewith, of 6,600,839 of i2 common stock, consisting of: 228,100 shares of outstanding i2 common stock, 1,289,645 shares of
i2 common stock subject to outstanding unexercised options, 420,335 i2 restricted stock units which are settleable in i2
common stock and 4,662,759 shares of i2 common stock currently issuable upon the conversion of 107,943 outstanding shares of
i2 Series B 2.5% Convertible Preferred Stock. The holders of i2 Series B 2.5% Convertible Preferred have the right to vote on
all matters presented to the holders of i2 common stock for a vote on an as converted to common stock basis. The filing of
this Schedule 13D shall not be construed as an admission that JDA is, for purposes of Section 13(d) of the Securities
Exchange Act of 1934, as amended, or for any other purpose, the beneficial owner of any of such shares of i2.
(2) Based upon 27,941,224 common shares of i2, including 21,568,485
of i2 common stock outstanding on August 7, 2008 (as represented by i2 in the Agreement and Plan of Merger dated as of August
10, 2008 by and among i2, JDA and Iceberg Acquisition Corp.) and the following shares of i2 common shares and other rights to
acquire i2 common shares held by the parties to the Voting Agreements as provided to JDA by i2: 1,289,645 shares of i2 common
stock subject to outstanding unexercised options, 420,335 i2 restricted stock units which are settleable in i2 Common Stock
and 4,662,759 shares of i2 common stock currently issuable upon the conversion of 107,943 outstanding shares of i2 Series B
2.5% Convertible Preferred Stock.
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CUSIP No. |
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565011103 |
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3 of
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Item 1. Security and Issuer.
Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the
Securities Exchange Act of 1934, as amended, JDA Software Group, Inc., a corporation organized
under the laws of the State of Delaware (JDA) hereby amends its Schedule 13D Statement
dated August 20, 2008, relating to the Common Stock, par value $0.00025 per share (Common
Stock), of i2 Technologies, Inc., a Delaware corporation (i2), to correct the number
of shares of i2 Common Stock underlying the Series B 2.5% Convertible Preferred Stock and the
figures derived from such number. On August 21, 2008, i2 informed JDA, that the number of
underlying shares of i2 Common Stock into which the 107,943 shares of outstanding i2 Series B 2.5%
Convertible Preferred Stock were convertible was 4,662,759 shares as opposed to 4,436,501 shares as
had been described by i2 as reserved for such conversion in the Merger Agreement. The address of the principal executive office of
i2, the issuer, is 11701 Luna Road, Dallas, Texas 75234.
Item 2. Identity and Background.
This statement is filed by JDA. JDAs principal business is providing software solutions
designed specifically to address the demand and supply chain management, business process, decision
support, inventory transaction support, e-commerce, inventory optimization and replenishment,
collaborative planning and forecasting, space and floor planning, and store operations requirements
of the retail industry and its suppliers. The address of JDAs principal business and principal
office is 14400 N. 87th Street, Scottsdale, AZ 85260-3649.
The names, business addresses, citizenship, and present principal occupation or employment of
the directors and executive officers of JDA are as set forth in Annex 1 hereto and incorporated
herein by this reference.
Neither JDA, nor, to its knowledge, any person listed in Annex 1 hereto has during the last
five years (a) been convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) or (b) been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration.
As an inducement for JDA to enter into the Merger Agreement (as defined in Item 4 below) with
i2, and in consideration thereof, certain beneficial owners of an aggregate of 1,938,080 shares of
i2 Common Stock outstanding and subject to rights to acquire and an aggregate of 107,943 shares of
i2 Series B 2.5% Convertible Preferred Stock (which are currently convertible into 4,662,759 shares
of i2 Common Stock) (the Stockholders) entered into voting agreements, each dated as of
August 10, 2008, with JDA (the Voting Agreements) whereby each Stockholder has agreed to
vote with respect to such Stockholders shares of i2 Common Stock and Series B 2.5% Convertible
Preferred Stock (voting on an as converted to Common Stock basis) and have appointed JDA as such
Stockholders proxy and attorney-in fact to vote such shares as described in Item 4 below. No
funds were used and no funds are to be used by JDA in entering into the Voting Agreements and in
acquiring the proxies thereunder. The Voting Agreements and proxies were acquired by JDA as part
of the package of agreements as described in Item 4 below. Copies of the Merger Agreement and the
forms of Voting Agreements are filed as Exhibits 2.1, 10.4 and 10.5, respectively, to JDAs Current
Report on Form 8-K filed with the Securities and Exchange Commission (the SEC) on August
11, 2008, as amended by JDAs Current Report on Form 8-K/A filed with the SEC on August 14, 2008,
and are incorporated by reference herein.
Item 4. Purpose of Transaction.
i2, JDA and Iceberg Acquisition Corp., a wholly-owned subsidiary of JDA (Merger
Sub), have entered into a definitive Agreement and Plan of Merger, dated as of August 10, 2008
(the Merger Agreement). Pursuant to the Merger Agreement, Merger Sub will merge with and
into i2, with i2 becoming a wholly-owned subsidiary of JDA (the Merger). At the
effective time of the Merger, each and every share of i2 outstanding common stock (except any
shares held by stockholders properly electing appraisal rights) will be converted into the right to
receive $14.86 in cash and each and every share of i2 outstanding Series B 2.5% Convertible
Preferred Stock (except any shares held by stockholders properly electing appraisal rights) will be converted into the right to
receive $1,095.3679 in cash plus all accrued and unpaid dividends through the effective time of the
Merger.
As stated in Item 3 above, the Voting Agreements were entered into as an inducement for, and
in consideration of, JDAs entering into the Merger Agreement. The Merger is subject to the
approval of the i2
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CUSIP No. |
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465754208 |
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4 of 6 |
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stockholders, clearance under the Hart-Scott-Rodino Antitrust Improvements Act,
certain conditions related to the amendment of the indenture to which i2 is party and other closing
conditions.
Pursuant to the Voting Agreements, each of the Stockholders agreed, among other things, to
vote its shares of i2 Common Stock and Series B 2.5% Convertible Preferred Stock, on an as
converted to Common Stock basis, in favor of the Merger. JDA, and such designees as it may name,
were appointed as the Stockholders attorney-in-fact and each Stockholder executed an irrevocable
proxy to vote such Stockholders shares of Common Stock and Series B 2.5% Convertible Preferred
Stock, on an as converted to Common Stock basis, for the limited purposes set forth above, with
respect to any meeting of the stockholders of i2 or any consent in lieu of any such meeting or
otherwise. As of August 7, 2008, the Stockholders beneficially owned 6,600,839 shares of i2 Common
Stock in the aggregate, (including 4,662,759 shares of i2 Common Stock which are currently issuable
upon the conversion of 107,943 outstanding shares of i2 Series B 2.5% Convertible Preferred Stock),
which represents 23.6% in the aggregate of all of the outstanding shares of i2 Common Stock, based
upon 27,941,224 shares of i2 Common Stock, including 21,568,485 of i2 Common Stock outstanding on
August 7, 2008 (as represented by i2 in the Merger Agreement) and the following shares of i2 Common
Stock and other rights to acquire i2 Common Stock held by the parties to the Voting Agreements as
provided to JDA by i2: 1,289,645 shares of i2 Common Stock subject to outstanding unexercised
options, 420,335 i2 restricted stock units settleable in shares of i2 Common Stock and 4,662,759
shares of i2 Common Stock currently issuable upon the conversion of 107,943 outstanding shares of
i2 Series B 2.5% Convertible Preferred Stock. The holders of i2 Series B 2.5% Convertible
Preferred Stock have the right to vote on all matters presented to the holders of i2 Common Stock
for a vote, on an as converted to i2 Common Stock basis.
None of the Stockholders were paid any additional consideration in connection with entering
into the Voting Agreement. The Stockholders have agreed, subject to limited exceptions, not to
sell, transfer, pledge, encumber, assign or otherwise dispose of, or enter into any contract,
option or other arrangement or understanding with respect to the sale, transfer, pledge,
encumbrance, assignment or other disposition of any shares of i2 Common Stock beneficially owned or
acquire by them until the termination of their respective Voting Agreement. The Voting Agreements
and proxy terminate upon the earlier to occur of (a) the Effective Time, (b) such date and time as
the Merger Agreement shall have been terminated in accordance with its terms, (c) any time JDA
provides notice to the stockholder of the termination, and, in one case, (d) an amendment to the
Merger Agreement without such stockholders prior written consent.
There can be no assurance that the Merger will occur. Should the Merger be consummated, i2
Common Stock will cease to be listed on the NASDAQ Stock Market and will become eligible for
termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as
amended.
The foregoing summary of certain provision of the Merger Agreement and the Voting Agreements
is not intended to be complete and is qualified in its entirety by reference to JDAs Current
Report on Form 8-K filed with the SEC on August 11, 2008, as amended by JDAs Current Report on
Form 8-K/A filed with the SEC on August 14, 2008, and the exhibits attached thereto, including the
Merger Agreement and the Voting Agreements.
Item 5. Interest in Securities of the Issuer.
a)
b) As of the filing date of this Schedule 13D, as a result of the Voting Agreements, JDA
may be deemed to have: (i) beneficial ownership (within the meaning of Rule 13d-3 under the
Exchange Act) of, and (ii) shared power to vote or direct the vote of, 6,600,839 shares of i2
Common Stock (including 4,662,759 shares of i2 Common Stock currently issuable upon the conversion
of 107,943 outstanding shares of i2 Series B 2.5% Convertible Preferred Stock) which represents
23.6% of the shares of i2 Common Stock deemed to be outstanding, pursuant to Rule 13d-3(d)(1),
including 4,662,759 shares of i2 Common Stock currently issuable upon the conversion of 107,943 outstanding shares of i2 Series B 2.5% Convertible Preferred Stock, subject
to the conditions and limitations of the Voting Agreements.
Apart from the terms and conditions set forth in the Voting Agreements, JDA is not entitled to
any rights of a stockholder of i2. JDA does not, other than as specified in the Voting Agreements,
have (1) sole or shared power to vote or direct the vote of i2 Common Stock or i2 Series B 2.5%
Convertible Preferred Stock; or (2) sole or shared power to dispose or direct the disposition of i2
Common Stock or i2 Series B 2.5% Convertible Preferred Stock.
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CUSIP No. |
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JDA disclaims any beneficial ownership of such shares, and nothing herein shall be deemed to
be an admission by JDA as to the beneficial ownership of such shares.
To JDAs knowledge, no shares of i2 Common Stock or i2 Series B 2.5% Convertible Preferred
Stock are beneficially owned by any of the persons identified in Annex 1 hereto.
c) Except as set forth or incorporated herein, neither JDA nor, to JDAs knowledge, any of the
individuals referred to in Annex 1 hereto, has effected any transaction in i2 Common Stock or i2
Series B 2.5% Convertible Preferred Stock during the past 60 days.
d) Except as set forth in this Statement, to the knowledge of JDA, no other person is known to
have the right to receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, the shares of i2 Common Stock or i2 Series B 2.5% Convertible Preferred Stock
held by the Stockholders.
e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the
Issuer.
The information set forth, or incorporated by reference, in Items 3 through 5 of this
statement is hereby incorporated by this reference. To JDAs knowledge, except as otherwise
described in this Schedule 13D, there are no contracts, arrangements, understandings or
relationships among the persons named in Item 2 above, and between any such person and any other
person, with respect to any securities of i2.
Item 7. Material to be Filed as Exhibits
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EXHIBIT NO. |
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DESCRIPTION |
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1.
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Agreement and Plan of Merger, dated August 10, 2008, by and
between i2 Technologies, Inc., Iceberg Acquisition Corp. and
JDA Software Group, Inc. (incorporated herein by reference to
Exhibit 2.1 to JDA Software Group, Inc.s Current Report on
Form 8-K filed with the SEC on August 11, 2008, as amended by
JDA Software Group, Inc.s Current Report on Form 8-K/A filed
with the SEC on August 14, 2008). |
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2.
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Form of Voting Agreement for officers and directors, dated as
of August 10, 2008 (incorporated herein by reference to
Exhibit 10.4 to the Current Report on Form 8-K filed August
11, 2008). |
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3.
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Form of Voting Agreement for stockholders dated as of August
10, 2008 (incorporated herein by reference to Exhibit 10.5 to
the Current Report on Form 8-K filed August 11, 2008). |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date: August 22, 2008
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JDA Software Group, Inc.
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/s/ Kristen L. Magnuson
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Kristen L. Magnuson |
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Executive Vice President and Chief Financial Officer |
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CUSIP No. |
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565011103 |
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Annex 1
Information Concerning Executive Officers and
Directors of JDA Software Group, Inc.
The current corporate officers and directors of JDA Software Group, Inc. are listed below.
The current business address of each person is 14400 N. 87th Street, Scottsdale, Arizona 85260-3649
and the current phone number is (480) 308-3460. Unless otherwise noted, each of the individuals
listed below is, to JDAs knowledge, a United States citizen.
1. Officers of JDA Software Group, Inc.
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Name |
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Present Position with JDA |
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Hamish N. J. Brewer
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President and Chief Executive Officer |
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Kristen L. Magnuson
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Executive Vice President and Chief Financial Officer |
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Christopher J. Koziol
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Chief Operating Officer |
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Philip Boland*
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Senior Vice President, Worldwide Consulting Services |
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Brian P. Boylan
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Senior Vice President, Human Resources |
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G. Michael Bridge
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Senior Vice President, General Counsel and Secretary |
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Tom Dziersk
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Senior Vice President, Americas |
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Laurent F. Ferrere II
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Senior Vice President, Product Management and Chief Marketing Officer |
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David J. Johnston
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Senior Vice President, Supply Chain |
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David R. King
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Senior Vice President, Product Development |
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Christopher J. Moore
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Senior Vice President, Customer Support Solutions |
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Wayne J. Usie
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Senior Vice President, Retail |
2. Directors of JDA Software Group, Inc.
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Name |
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Position/Present Principal Occupation or Employment |
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James D. Armstrong
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Chairman of JDA Software Group, Inc. |
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Orlando Bravo
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Managing Partner of Thoma Bravo, LLC |
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Michael Gullard
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General Partner of Cornerstone Management |
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Douglas G. Marlin**
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Former President and principal owner of Marlin Ventures, Inc. |
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Jock Patton
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Private investor |
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* |
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Mr. Boland is a citizen of Australia |
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Mr. Marlin is a citizen of Canada |