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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option | $ 17.1175 | 02/04/2010 | 02/04/2019 | Common stock | 10,911 | 10,911 | D | ||||||||
Employee stock option | $ 17.1175 | 02/04/2011 | 02/04/2019 | Common stock | 10,911 | 10,911 | D | ||||||||
Employee stock option | $ 26.2075 | 02/03/2011 | 02/03/2020 | Common stock | 8,226 | 8,226 | D | ||||||||
Employee stock option | $ 26.2075 | 02/03/2012 | 02/03/2020 | Common stock | 8,227 | 8,227 | D | ||||||||
Employee stock option | $ 26.2075 | 02/03/2013 | 02/03/2020 | Common stock | 8,227 | 8,227 | D | ||||||||
Restricted stock units | $ 26.2075 | 02/03/2013 | M | 6,892 | 02/03/2013 | (1) | Common stock | 6,892 | $ 0 | 0 | D | ||||
Employee stock option | $ 51.695 | 02/02/2012 | 02/02/2021 | Common stock | 5,180 | 5,180 | D | ||||||||
Employee stock option | $ 51.695 | 02/02/2013 | 02/02/2021 | Common stock | 5,179 | 5,179 | D | ||||||||
Employee stock option | $ 51.695 | 02/02/2014 | 02/02/2021 | Common stock | 5,179 | 5,179 | D | ||||||||
Employee stock option | $ 51.695 | 02/02/2014 | 02/02/2021 | Common stock | 5,179 | 5,179 | D | ||||||||
Employee stock option | $ 85.08 | 02/08/2013 | 02/08/2022 | Common stock | 4,528 | 4,528 | D | ||||||||
Employee stock option | $ 85.08 | 02/08/2014 | 02/08/2022 | Common stock | 4,527 | 4,527 | D | ||||||||
Employee stock option | $ 85.08 | 02/08/2015 | 02/08/2022 | Common stock | 4,527 | 4,527 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VELLA KIMBERLY D 200 POWELL PLACE BRENTWOOD, TN 37027 |
SVP-Chief People Officer |
Kimberly D. Vella by: /s/ Kurt D. Barton, as Attorney-in-fact | 02/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units vest at the end of the third anniversary date of the date of the grant and will be delivered to the reporting person on that date unless a deferral is elected. |
(2) | In accordance with the grant agreement, the restricted stock units vest on the third anniversary of the date of grant. This transaction represents the vesting of those units that were awarded and the conversion to shares of common stock as reflected on Table I. |
(3) | This transaction represents the number of shares withheld to satisfy tax withholding liabilities incident to the lapse of vesting restrictions on the restricted stock units. |